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NSFC / RGC Joint Research Scheme

National Natural Science Foundation of China (NSFC)/
Research Grants Council (RGC) Joint Research Scheme 2012 / 13 Exercise
Invitation for Applications

  • Aim

    The National Natural Science Foundation of China (NSFC) and the Research Grants Council (RGC) of Hong Kong Joint Research Scheme (JRS) aims to promote collaboration between researchers/research teams in Hong Kong and the Mainland on the basis of complementing existing strengths of both sides. The focus areas under the Scheme are: Information Technology; Life Science; New Materials Science; Marine and Environmental Science; Medicine; and Management Science.

  • Eligibility

    2.   Hong Kong applicants should meet fully the requirements for applying the RGC General Research Fund (GRF) (Please refer to paragraph 8(a) in Part II of Explanatory Notes for GRF Application Form "GRF2" which is mounted on the RGC website: http://www.ugc.edu.hk/eng/rgc/form/form.htm). Moreover, a Principal Investigator (PI) of an on-going NSFC/RGC JRS project is not allowed to submit a new application unless both collaborative partners have submitted their completion reports of the last approved project to the RGC and the NSFC before the initial application deadline. Nevertheless, he / she could participate in a new NSFC/RGC JRS funding proposal if not in the capacity as a PI.

    3.   Mainland applicants should check with the NSFC for their eligibility requirements.

    4.   Researchers outside Hong Kong and the Mainland may participate as members of the Hong Kong or the Mainland research team.

  • Funding

    5.   The Scheme aims to support research projects for up to four years. For Hong Kong applicants, (a) for projects up to three years, the grants sought for each project should not exceed HK$0.9 million (exclusive of on-costs); and (b) for projects lasting over three years but up to four years, the grants sought for each project should not exceed HK$1.125 million (exclusive of on-costs). The RGC has reserved an amount of HK$21.25 million for the Hong Kong applicants in the NSFC/RGC JRS 2012/13 exercise. On-costs will be granted to the related Hong Kong institutions of funded projects on top of the awarded sum. For Mainland applicants, the average funding amount per project is 0.8 million RMB for Mainland applicants.

    6.  The RGC funding will provide support for :

    • the salary of research support staff hired by the Hong Kong researchers;

    • equipment in Hong Kong;

    • general expenses, including consumables that are directly related to the research work;

    • expenses for receiving the Mainland collaborators in Hong Kong;

    • passage for Hong Kong researchers and research postgraduate students to visit collaborators in the Mainland; and

    • grants for Hong Kong researchers and research postgraduate students to attend international conference.

    7.   The NSFC funding will provide support for :

    • research expenditure (reagents, materials and consumables, computation charges and scientific research service charges);

    • expenses for receiving Hong Kong collaborators in the Mainland;

    • passage for the Mainland researchers to visit collaborators in Hong Kong; and

    • other expenses allowed by the NSFC.

    8.   The Hong Kong and the Mainland partners of the supported projects will receive funding from the RGC and the NSFC separately, and the grants can only be used in Hong Kong and the Mainland respectively.

  • How to apply

    9.   Parallel submissions of both initial and formal applications by the Hong Kong and the Mainland applicants are required. While applications must be submitted before the deadlines as outlined below, Hong Kong applicants should check with their institutions for internal closing dates. Late submissions will not be processed.

    10.   Hong Kong applications should be submitted to the RGC through respective institutions. Mainland applications are to be submitted to the Hong Kong, Macau and Taiwan Affairs Office of the NSFC. Detailed information on application procedures of the NSFC is available at <http://www.nsfc.gov.cn>.

    11.   It is the obligation of both the Hong Kong and the Mainland applicants to ensure that their respective applications contain sufficient and consistent information for evaluation. Incomplete submission or inconsistent information would lead to disqualification of application. The project period of both sides should have the same start and end dates. All proposals funded in the 2012/13 exercise should commence on 1 January 2013.

    12.   Initial applications should be submitted in parallel to the RGC and the NSFC. Hong Kong applicants should submit 4 hard copies and a soft copy of their initial applications through the Research Administration Office of their institutions to the RGC by 5:00 pm of 3 February 2012. They are also required to submit to the RGC 4 hard copies and a soft copy of the initial applications submitted by their Mainland partners to the NSFC by 8 February 2012 at the latest. The application to be submitted to the RGC should be prepared in accordance with the "Template for Initial Proposal Preparation" (NSFC/RGC 1a (Revised 12/11)) as set out in the Appendix and should be jointly signed by the collaborators of both places. Each initial proposal should be confined to three A4 size sheets, i.e. six sides including all attachments and references (but excluding the institutional endorsement). In order to ensure consistency and fairness to all applicants, applicants must complete the applications in the following standard RGC format:

      Font : Times New Roman
      Font Size : 12 point
      Margin : 1-inch all round
      Spacing : Single-line spacing
    Failure to comply with the application format and/or the allowable page will lead to disqualification of the proposal.

    13.   After the initial screening, the RGC and the NSFC will jointly work out a mutually agreed shortlist of which formal applications will be invited. The RGC and the NSFC will separately notify the shortlisted Hong Kong and Mainland applicants by end March 2012 for submission of formal applications.

    14.   Formal applications should be submitted in parallel to the RGC and the NSFC on or before 11 May 2012. Shortlisted Hong Kong applicants will be invited through their respective institutions to submit 9 hard copies and a soft copy (with size up to 5 MB per proposal) of formal applications using the specified form "NSFC/RGC Joint Research Scheme Application Form for Formal Proposal". Each formal application must be accompanied by the following two documents :

    • a copy of the "NSFC/RGC Joint Research Scheme Application Form" submitted to the NSFC by the Mainland applicant; and

    • an agreement of collaboration between the Hong Kong and the Mainland applicants.

  • Selection

    15.   The main factors for consideration are the scientific merit of the proposal, the extent to which the existing strengths of each side may complement each other in a proposal and opportunities for training young researchers.

    16.   The RGC and the NSFC will arrange to assess the research proposals received in accordance with their respective peer-review procedures. A Joint Selection Committee, comprising representatives from the RGC and the NSFC, will conduct a final assessment of the applications. The Joint Selection Committee will only fund proposals which have been supported by both sides.

  • Announcement of Results

    17.   The results of the final selection will be announced in end October 2012. The results would also be published on the RGC homepage under the section "Funding Results of Other Scheme" at <http://www.ugc.edu.hk/eng/rgc/result/result.htm>.

  • Conditions

    18.   The RGC will not be responsible for any expenditure incurred by the project in excess of the approved funding.

    19.   Neither the RGC nor the NSFC will provide any insurance cover in connection with the project or the use of the grant for insurance cover. Applicants should make their own arrangements. The RGC and the NSFC will not accept any responsibility arising in any way from the visits and the activities undertaken by the researchers.

    20.   As a matter of policy, the RGC does not claim any intellectual property rights arising from the projects it funds. Researchers, their collaborators and their institutions concerned should make their own prior arrangements with regard to the ownership of such rights.

  • Enquiries

    21.   All enquiries should be directed to Research Offices of respective institutions in the first instance. Their contact details are as follows:

    Ms Cecilia Sun
    City University of Hong Kong
    83 Tat Chee Avenue
    Kowloon Tong
    Kowloon

    Tel: 3442 6832
    Fax: 3442 0136

    Ms Jade Fong
    Hong Kong Baptist University
    224, Waterloo Road
    Kowloon Tong
    Kowloon

    Tel: 3411 7940
    Fax: 3411 5133

     

    Ms Connie Lam
    Lingnan University
    8 Castle Peak Road
    Tuen Mun
    New Territories

    Tel: 2616 7683
    Fax: 2591 9618

    Ms Carmen Tang
    The Chinese University of Hong Kong
    Shatin
    New Territories

    Tel: 3943 1996
    Fax: 2603 7414

    Ms Natalie Ng
    The Hong Kong Institute of Education
    10 Lo Ping Road
    Tai Po
    New Territories

    Tel: 2948 8404
    Fax: 2948 7697

    Miss Tina Yeung
    The Hong Kong Polytechnic University
    Hung Hom
    Kowloon

    Tel: 3400 3637
    Fax: 2355 7651

    Mrs Jenny Cheng
    The Hong Kong University of Science
    and Technology
    Clear Water Bay
    Kowloon

    Tel: 2358 6946
    Fax: 2358 1541

    Miss Annie Ngai
    The University of Hong Kong
    Pokfulam Road
    Hong Kong

    Tel: 2859 1911
    Fax: 2803 0558

    22.   If Research Offices require further information, they may contact Ms Becky Yu, Senior Research Administrator(1) of University Grants Committee Secretariat (tel: 2844 9989 or fax: 2845 1183 or email: byu@ugc.edu.hk) or Mr Wang Yi, Deputy Division Chief of National Natural Science Foundation of China, Hong Kong, Macau and Taiwan Affairs (tel: 86-10-6232 7005 or fax: 86-10-6232 7004 or email: wangyi@mail.nsfc.gov.cn).

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    UGC Secretariat
    21 December 2011